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Updated Aug 13, 3:14 PM
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finance.platphormnews.com
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Page 1 of 1 | 8 items
SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraud
The Securities and Exchange Commission today charged New York-based investment adviser Adit Ventures Management LLC, its CEO Eric Munson, and three affiliated general partners, Adit Ventures LLC; Adit Ventures II LLC; and Adit Ventures III LLC (the… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Aug 10, 6:00 PM
SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division
The Securities and Exchange Commission today announced it is establishing a new specialized unit within the Division of Enforcement to provide the dedicated expertise, focus, and capacity to pursue accounting and financial reporting fraud cases as well… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Aug 5, 6:30 PM
SEC Announces Continuation of Small Business Advisory Committee Meeting
The Securities and Exchange Commission announced that the Small Business Capital Formation Advisory Committee meeting held on July 21, 2026, will reconvene August 6, 2026, at 1 p.m. ET, virtually, on SEC.gov. The committee will… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Jul 30, 1:53 PM
Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy
The Securities and Exchange Commission released a report to Congress today highlighting policy recommendations from the SEC’s 45th Annual Government-Business Forum on Small Business Capital Formation. The report provides a summary of the forum… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Jul 27, 7:59 PM
SEC Announces Roundtable on Preparations for 24-Hour Trading
The Securities and Exchange Commission announced today that it will host a roundtable on Sept. 17, 2026, to discuss moving towards 24-hour trading in the U.S. equity markets, including preparations to support overnight trading, operations and resiliency… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Jul 23, 3:04 PM
SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldon
The Securities and Exchange Commission today announced that Sam Waldon, Principal Deputy Director of the Division of Enforcement, will depart the agency on July 31, 2026, after more than 14 years at the SEC. He will be succeeded as Principal Deputy… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Jul 22, 1:45 PM
SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors
The Securities and Exchange Commission today proposed Regulation E-Delivery, a new rule that would expand the ability of issuers, broker-dealers, investment advisers, and others to use electronic delivery to satisfy information delivery requirements… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Jul 16, 12:57 PM
SEC Office of Municipal Securities Updates FAQs for Registration of Municipal Advisors
The Securities and Exchange Commission’s Office of Municipal Securities today announced it has updated its Registration of Municipal Advisors FAQs webpage to offer more clarity on municipal advisor registration and recordkeeping requirements. The… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Jul 10, 4:00 PM