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234 live items
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10 quiet sources
92 degraded sources
Updated May 25, 7:24 AM
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finance.platphormnews.com
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Page 1 of 1 | 8 items
PlatPhorm Finance Phase 1 public surface
Public finance dashboard, quote lookup, local watchlists, simulated portfolio tools, API docs, MCP introspection, and discovery files are exposed with financial safety labels. Source: PlatPhorm Finance changelog. Data status: delayed.
May 25, 7:23 AM
SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
The Securities and Exchange Commission (SEC) and National Futures Association (NFA) today announced that they have entered into a Memorandum of Understanding (MOU) to enhance their cooperation, coordination, and information sharing in areas of common… Source: U.S. Securities and Exchange Commission. Data status: delayed.
May 21, 12:51 PM
SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
The Securities and Exchange Commission today proposed amendments to its rules and forms governing registered offerings that are designed to increase efficiency, flexibility, and cost savings for public companies while maintaining robust investor… Source: U.S. Securities and Exchange Commission. Data status: delayed.
May 19, 2:55 PM
SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions
The Securities and Exchange Commission today rescinded a policy, codified in Rule 202.5(e) of its informal rules of procedures, stating that when it chooses to settle an enforcement action in which a sanction is imposed, it will not settle unless the… Source: U.S. Securities and Exchange Commission. Data status: delayed.
May 18, 4:33 PM
SEC Charges 21 Individuals With Alleged Wide-Reaching Insider Trading Scheme
The Securities and Exchange Commission today charged 21 individuals for their alleged involvement in a decade-long insider trading scheme that used information misappropriated from multiple global law firms and resulted in millions of dollars in illicit… Source: U.S. Securities and Exchange Commission. Data status: delayed.
May 6, 11:24 PM
SEC Divisions of Investment Management and Corporation Finance Issue Staff Guidance Supporting Retirement Plans for Small Businesses
Staff in the Securities and Exchange Commission’s Divisions of Investment Management and Corporation Finance issued guidance addressing certain questions regarding the application of the federal securities laws to pooled employer plans (PEPs), which help… Source: U.S. Securities and Exchange Commission. Data status: delayed.
May 5, 8:23 PM
SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies
The Securities and Exchange Commission today proposed rule and form amendments that would give public companies the option of filing semiannual reports in lieu of quarterly reports to meet their interim reporting obligations under the federal securities… Source: U.S. Securities and Exchange Commission. Data status: delayed.
May 5, 3:54 PM
Deputy Director of Enforcement Jason Burt to Conclude His Tenure at the SEC
The Securities and Exchange Commission today announced that Jason Burt, Deputy Director of the Division of Enforcement (Specialized Units), will depart the agency on May 1, 2026, after more than 22 years of public service.“Jason’s exceptional leadership… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Apr 30, 8:30 PM